Notes for prospective PhD advisees

Since part of my professorial duties include directing PhD dissertations, I have put together some general information that may be useful for students considering working on a dissertation under my supervision. I also recommend checking with my past and present students about their experiences: Ruochuan Liu, Chris Davis, Liang Xiao, Jennifer Balakrishnan, Fucheng Tan (joint with Mazur). Do beware though that every student's experience is different, both because of the student and because of the particular problems that the student opts to work on.

This page does not discuss particular research problems; I have a separate page for this.

Preparation

What background do I expect from students working with me? Since I am mostly interested in arithmetic algebraic geometry, essential tools for me include algebraic number theory and algebraic geometry. There are many books that cover the former at an appropriate level of detail (including local fields, class field theory, and Galois cohomology); the latter is conventionally studied first in Hartshorne's book (and then further in EGA and SGA as needed).

Beyond those, the background required for the problems I'm interested in typically depends on the problem itself, so I tend to prescribe specific reading.

How to find a problem

Matching students with problems is a complicated and difficult art. Some advisors take a completely hands-off approach; for instance, Hendrik Lenstra claims that he can no more suggest to his students what problems they should work on than who they should marry.

In my experience, relatively few students manage this without any assistance, so I tend to take a somewhat more interventionist approach. I tend to focus on a small number of areas, which I discuss on my page of questions of interest. I am happy to discuss these questions to see whether one of these may lead to a suitable problem.

On the other hand, I also strongly approach students to discuss with other mathematicians about possibly interesting problems. I tend to know a little bit about many topics (and am willing to learn more should the situation warrant), so it is quite practical to work with me on a problem suggested by someone else. Indeed, several of my students so far have done exactly this.

Meetings

It is the joint responsibility of advisor and student to meet often enough to ensure that adequate progress is being made. I am willing to have regular meetings, but I do not insist on this; I try to keep myself available to meet on a more sporadic basis, as the need warrants. (However, I do not recommend depending on me to remember that a long enough time has passed since our last meeting that we need to meet again.)

Keep in mind that as a practicing mathematician, I travel quite frequently to give seminars or attend conferences, which can interfere with my ability to keep up a schedule of meetings. I keep an online itinerary that can be used to determine when I will be out of town.

Publishing

It is not absolutely necessary for students to publish their work before completing their dissertation. (Here I include posting to a public web site, such as arXiv, as a form of publishing.) It is certainly reasonable to do so in many cases, and doing so may help make your work known to the audience of people who will be looking at your job applications later. However, the temptation should be resisted to put material out prematurely; it is also an option to send preprints directly to possibly interested individuals.

Rate of progress

Students at MIT are expected to make a reasonable attempt to graduate in four years, and many of them do so. The others mostly finish in five years; getting funding beyond the fifth year is usually quite difficult.

This means that students need to complete their course preparation, find an advisor, and complete the qualifying examination by either the end of the first year, or early in the second year. It is a good idea to start talking to potential advisors immediately upon arriving, or possibly even sooner, to get some sense of the expectations involved.

It is also an extremely good idea to make sure that one acquires adequate teaching experience, since most job applications require a letter of reference concerning teaching. Those with outside funding might be able to postpone acquiring this experience until the year of graduation, but this is strongly discouraged, as your second teaching experience is likely to turn out better than the first.