\documentclass{amsart} \usepackage{amssymb} \def\ZZ{{\mathbb Z}} \def\QQ{{\mathbb Q}} \def\RR{{\mathbb R}} \def\CC{{\mathbb C}} \def\PP{{\mathbb P}} \def\mf{\mathfrak} \def\oalpha{\overline{\alpha}} \def\obeta{\overline{\beta}} \def\rhotilde{{\tilde{\rho}}} \def\rhohat{{\hat{\rho}}} \def\un{\mathrm{un}} \def\CC{\mathbb{C}} %% complex number \def\RR{\mathbb{R}} %% real numbers \def\ZZ{\mathbb{Z}} \def\NN{\mathbb{N}} \def\GG{\mathbb{G}} \def\GLnC{\textbf{GL}_n \left( \mathbb{C} \right)} %% general linear group \def\GL1C{\textbf{GL}_1 \left( \mathbb{C} \right)} %% general linear group \def\GL{\textbf{GL}} \def\TnC{\textbf{B}_n \left( \mathbb{C} \right)} %% upper triangular invertible matrices \def\tnC{\textbf{b}_n \left( \mathbb{C} \right)} %% upper triangular matrices \def\UnC{\textbf{U}_n \left( \mathbb{C} \right)} %% unipotent matrices \def\unC{\textbf{u}_n \left( \mathbb{C} \right)} %% Lie alg. of unipotent matrices \def\DnC{\textbf{D}_n \left( \mathbb{C} \right)} %% diagonal matrices \def\dnC{\textbf{d}_n \left( \mathbb{C} \right)} %% Lie alg. of diagonal matrices \def\MnC{\textbf{M}_n \left( \mathbb{C} \right)} %% matrices \def\p1Mx{\pi_1 \left( M, x \right)} \def\ker{\textbf{ker }} \def\exp{\textrm{exp}} \def\Cl{\textnormal{Cl}} \def\bI{\textbf{I}} \def\bP{\textbf{P}} \def\bN{\textbf{N}} \newcommand\im{\operatorname{im}} \newcommand\Id{\operatorname{Id}} \newcommand\ad{\operatorname{ad}} \newcommand\Ad{\operatorname{Ad}} \newcommand\Tor{\operatorname{Tor}} \newcommand\coker{\operatorname{coker}} \newcommand\rank{\operatorname{rank}} \newcommand\Spec{\operatorname{Spec}} \newcommand\Hom{\operatorname{Hom}} \newcommand\Homcts{\operatorname{Hom_{\mathrm{cts}}}} \newcommand\End{\operatorname{End}} \newcommand\Ext{\operatorname{Ext}} \newcommand\Aut{\operatorname{Aut}} \newcommand\Res{\operatorname{Res}} \newcommand\Vol{\operatorname{Vol}} \def\Re{\textnormal{Re}} \def\Im{\textnormal{Im}} %%%%%%%%%%%%%%%%% environments %%%%%%%%%%%%%%%%%% \newtheorem{theorem}{Theorem}[section] \newtheorem{lemma}[theorem]{Lemma} \newtheorem{proposition}[theorem]{Proposition} \newtheorem{corollary}[theorem]{Corollary} %\newtheorem{bigtheorem}{Theorem} \theoremstyle{definition} \newtheorem{definition}[theorem]{Definition} \newtheorem{example}[theorem]{Example} \newtheorem{conjecture}[theorem]{Conjecture} \newtheorem{postulate}[theorem]{Postulate} %\newtheorem{para}[theorem]{} \theoremstyle{remark} \newtheorem{remark}[theorem]{Remark} %\newtheorem{notation}[theorem]{Notation} %\newtheorem{question}[theorem]{Question} %\newtheorem{variant}[theorem]{Variant} \begin{document} \title{Zeta Functions and $L$-series for a Number Field} \author{Carl Miller} \maketitle \section{Introduction} Every number field $K$ has an associated zeta function $\zeta_K(z)$, whose analytic properties are closely tied to number theoretic information about $K$. Zeta functions are also a subset of a larger class of analytic functions called $L$-series, which come from one-dimensional representations of subgroups of the ideal class group. These functions are useful for proving many results in class field theory. We are concerned specifically with generalized Dirichlet $L$-series, which are associated to the ray class group of $K$ for a chosen modulus $\mf{m}$. We will define an $L$-series and prove convergence for $\Re(z) > 1$. Since we are primarily interested in the values of the $L$-series near $z=1$, we will need to show that the $L$-series has an analytic continuation to a neighborhood of $1$. Our proof of the continuation relies on an important theorem about the distribution of norms in a generalized ideal class. In Section \ref{distribution} we will give a summary proof of this theorem, referring the reader to Lang for some technical lemmas. Then, as an example application, we use $L$-series to prove a result in class field theory known as the Universal Norm Index Inequality. \section{Notation and Definitions} Throughout, let $K/\QQ$ be a number field, let $A$ denote its ring of integers, and let $\bI$ and $\bP$ denote the group of fractional ideals of $K$ and principal fractional ideals of $K$, respectively. Let $\mf{m} = \mf{m}_0 \mf{m}_\infty$ be a formal product of places of $K$, with $\mf{m}_0$ the finite part and $\mf{m}_\infty$ the infinite part. If $v \mid \mf{m}_\infty$ is a valuation, let $\sigma_v : K \to k_v$ denote the corresponding embedding, with $k_v = \RR$ or $\CC$. For convenience we will write $x \equiv 1 \mod \mf{m}$ to mean that \[ x \equiv 1 \mod \mf{p}^m \] for all $\mf{p}^m \mid \mf{m}_0$, and \[ \sigma_v(x) > 0 \] for all real $v \mid \mf{m}_\infty$. Let $\bI^\mf{m}$ denote the group of fractional ideals that are coprime to $\mf{m}_0$, let $\bP^\mf{m} \subseteq \bI^\mf{m}$ denote the subgroup generated by principal ideals $(x)$ with $x \equiv 1 \mod \mf{m}$, and let $\Cl_\mf{m}(K) = \bI^\mf{m} / \bP^\mf{m}$ denote the ray class group of $\mf{m}$. If $J \subseteq A$ is an ideal, let $\bN (J)$ denote the norm of $J$. \section{Dirichlet Characters} Let $\Xi_\mf{m}$ be the group of complex characters $\chi : \Cl_\mf{m}(K) \to \CC^*$. We note a few properties of this group. Recall that the ray class group is always finite (see \cite{ANF}, pp. 112). \begin{proposition} The order of $\Xi_\mf{m}$ is the same as the order of the group $\Cl_\mf{m}(K)$. \end{proposition} \begin{proof} Write $\Cl_\mf{m}(K)$ as a direct product of finite cyclic groups, \[ \Cl_\mf{m}(K) \cong \ZZ/n_1 \ZZ \times \ldots \times \ZZ / n_r \ZZ \] and let $g_i \in \Cl_\mf{m}(K)$ be their respective generators. A character $\chi$ is determined by the independent choice of mappings of each $g_i$ to an $n_i$-th root of unity. There are $n_1n_2\cdots n_r = \left| \Cl_\mf{m}(K) \right|$ possible choices. \end{proof} \begin{proposition} \label{nontriv} Let $\chi_0 \in \Xi_\mf{m}$ denote the trivial character. Any character $\chi : \Cl_\mf{m}(K) \to \CC^*$ satisfies \[ \sum_{g \in \Cl_\mf{m}(K)} \chi(g) = \left\{ \begin{array}{cl} \left| \Cl_\mf{m}(K) \right| & \textnormal{ if } \chi = \chi_0, \\ 0 & \textnormal{ if } \chi \neq \chi_0. \end{array} \right. \] \end{proposition} \begin{proof} Note that for any $h \in \Cl_\mf{m}(K)$, \[ \sum_{g \in \Cl_\mf{m}(K)} \chi(g) = \sum_{gh \in \Cl_\mf{m}(K)} \chi(gh) = \chi(h) \sum_{g \in \Cl_\mf{m}(K)} \chi(g). \] So either $\sum_{g \in \Cl_\mf{m}(K)} \chi(g) = 0$, or $\chi(h) = 1$ for all $h \in \Cl_\mf{m}(K)$, and hence $\sum_{g \in \Cl_\mf{m}(K)} = \left| \Cl_\mf{m}(K) \right|$, as desired. \end{proof} By a similar trick, we have \begin{proposition} \label{sumchar} For any ideal class $g \in \Cl_\mf{m}(K)$, \[ \sum_{\chi \in \Xi_\mf{m}} \chi(g) = \left\{ \begin{array}{cl} \left| \Xi_\mf{m} \right| = \left| \Cl_\mf{m}(K) \right| & \textnormal{ if } g = \bP^\mf{m}, \\ 0 & \textnormal{ otherwise.} \end{array} \right. \qed \] \end{proposition} \section{Zeta Functions and L-series} \label{defs} For a generalized Dirichlet character $\chi : \Cl_\mf{m}(K) \to \CC^*$, the $L$-series $L_\mf{m}(z, \chi)$ is given by \[ L_\mf{m}(z, \chi) = \sum_{(J, \mf{m}) = 1} \frac{\chi(J)}{\bN(J)^z} \] where the sum is over integral ideals $J$ that are coprime to $\mf{m}$. Note that if $\mf{m} = 1$ and $\chi: \Cl(K) \to \CC^*$ is trivial, we obtain the zeta function of the number field $K$: \[ \zeta_K(z) = \sum_{J \subseteq A} \frac{1}{\bN(J)^z}. \] It will be useful when working with $L$-series to refer to the zeta function of an ideal class $\mf{J} \in \Cl_\mf{m} (K)$, given by \[ \zeta(z, \mf{J}) = \sum_{J \in \mf{J}} \frac{1}{\bN(J)^z}. \] Note that \[ L_\mf{m}(z, \chi) = \sum_{\mf{J} \in \Cl_\mf{m} (K)} \chi(\mf{J}) \zeta(z, \mf{J}). \] We show first that these series converge when $\Re(z) > 1$. Note that for $p$ prime, the number of ideals $\mf{p}$ satisfying $\bN(\mf{p}) = p$ is less than or equal to $d = [K : \QQ]$, and secondly, the number of prime factors (counted with multiplicity) for a given $n$ is less than or equal to $\log_2 n$. Combining these facts shows that the number of ideals $J$ satisfying $\bN (J) = n$ is less than or equal to $(\log_2 n)^d$. Thus all the series above are dominated (in absolute value) by \[ \sum_{n=1}^\infty \frac{(\log_2 n)^d}{n^{\Re(z)}}, \] which converges provided that $\Re(z) > 1$. The following product form of the $L$-series will be useful in later proofs. \begin{proposition} For $z \in \CC$ with $\Re(z) > 1$, \[ L_\mf{m} (z, \chi) = \prod_{\mf{p} \nmid \mf{m}} \frac{1}{1 - \frac{\chi( \mf{p} )}{\bN (\mf{p})^z}}. \] \end{proposition} \begin{proof} Taking the formal logarithm of the series gives \[ \sum_{\mf{p} \nmid \mf{m}} \sum_{n=1}^\infty \frac{\chi(\mf{p})^n}{n \bN(\mf{p})^{nz}} \] which is dominated by \[ \sum_{p \in \NN} \sum_{n=1}^\infty \frac{d}{n p^{nz}} < \sum_{m \in \NN} \frac{d}{m^z}, \] and this converges for $\Re(z) > 1$. Thus we may safely expand and multiply out the series: \begin{eqnarray*} \prod_{\mf{p} \nmid \mf{m}} \frac{1}{1 - \frac{\chi( \mf{p} )}{\bN (\mf{p})^z}} & = & \prod_{\mf{p} \nmid \mf{m}} \left(1 + \frac{\chi( \mf{p} )}{\bN (\mf{p})^z} + \frac{\chi( \mf{p} )^2}{\bN (\mf{p})^{2z}} + \cdots \right) \\ \end{eqnarray*} The function $\chi( \cdot) / \bN(\cdot)^z$ is multiplicative, thus \begin{eqnarray*} \prod_{\mf{p} \nmid \mf{m}} \left(1 + \frac{\chi( \mf{p} )}{\bN (\mf{p})^z} + \frac{\chi( \mf{p} )^2}{\bN (\mf{p})^{2z}} + \cdots \right) = \sum_{(J,\mf{m}) = 1} \frac{\chi(J)}{\bN(J)^z} \end{eqnarray*} as desired. \end{proof} Already we have seen a connection between the $L$-series and the number theoretic properties of $K$: the multiplicative expression for $L_\mf{m} (z, \chi)$ is immediately equivalent to unique factorization for ideals in $A$. \section{The Riemann Zeta Function} \label{riemann} We have seen that the series for $L_\mf{m} (z, \chi)$ converges to an analytic function for $\Re(z) > 1$. However since we are interested in the values of $L_\mf{m} (z, \chi)$ near $z = 1$, we need to prove the existence of a larger analytic continuation. We begin by considering the Riemann zeta function, \[ \zeta_\QQ(z) = \sum_{p \in \NN} \frac{1}{p^z}. \] The convergence theorem for the Riemann zeta function will be useful as an intermediate step in proving a similar theorem for general $L$-series. \begin{theorem} There exists an analytic continuation of $\zeta_\QQ(z)$ to the domain $\{ z : \Re(z) > 0, z \neq 1 \}$. \end{theorem} \begin{proof} Consider the alternating series \[ \zeta_2(z) = 1 - \frac{1}{2^z} + \frac{1}{3^z} - \frac{1}{4^z} + \ldots . \] Let $\sigma = \Re(z)$; suppose $\sigma > 0$. Then \begin{eqnarray*} \left| \zeta_2(z) \right| & = & \left | z \int_1^2 \frac{ds}{s^{z+1}} + z \int_3^4 \frac{ds}{s^{z+1}} + z \int_5^6 \frac{ds}{s^{z+1}} + \ldots \right| \\ & \leq & \frac{|z|}{1^{\sigma + 1}} + \frac{|z|}{3^{\sigma + 1}} + \frac{|z|}{5^{\sigma + 1}} + \ldots \end{eqnarray*} which is convergent. Thus $\zeta_2(z)$ is analytic on $\{ z : \Re(z) > 0 \}$. Now note that \[ \zeta_\QQ(z) - \left( \frac{2}{2^z} \right) \zeta_\QQ(z) = \zeta_2(z), \] for $\Re(z) > 1$, hence the formula \[ \zeta_\QQ(z) = \left( 1 - \frac{1}{2^{z-1}} \right)^{-1} \zeta_2(z) \] gives an analytic continuation of $\zeta_\QQ(z)$ to the region $\{ z : \Re(z) > 0 \}$ minus the zeroes of the function $\left( 1 - 1/2^{z-1} \right)$. We can take care of all but one of these exceptional points by considering another alternating zeta series, \[ \zeta_3(z) = \sum_{n=1}^\infty \left( \frac{1}{(3n + 1)^z} + \frac{1}{(3n + 2)^z} - \frac{2}{(3n + 3)^z} \right). \] By similar reasoning as above, $\zeta_3(z)$ converges for $\Re(z) > 0$, and \[ \zeta_\QQ(z) = \left( 1 - \frac{1}{3^{z-1}} \right)^{-1} \zeta_3(z) \] Thus we have an analytic continuation of $\zeta_\QQ(z)$ to $\{ z : \Re(z) > 0 \}$ excluding the zeroes of $\left( 1 - 1/3^{z-1} \right)$. Now suppose $z$ is a zero of both $\left( 1 - 1/2^{z-1} \right)$ and $\left(1 - 1/3^{z-1} \right)$. Then $2^{z-1} = 3^{z-1} = 1$, hence $z = 1 + \theta i$ and \[ \theta \log 2 \equiv \theta \log 3 \equiv 0 \mod 2 \pi \] But $\log 2 / \log 3$ is irrational, so $\theta = 0$. Thus $z = 1$ is the only excluded point. \end{proof} \begin{proposition} The zeta function $\zeta_\QQ(z)$ has a simple pole at $z = 1$ with residue $1$. \end{proposition} \begin{proof} Using the expression from the last proof, \[ \zeta_\QQ(z) = \left(1 - \frac{1}{2^{z-1}} \right)^{-1} \zeta_2(z). \] Now $\zeta_2(1)$ is the power series expression for $\log 2$, while the residue of $\left(1 - 1/2^{z-1} \right)^{-1}$ at $1$ is $1 / \log 2$. Thus $\Res_{z = 1} \zeta_\QQ(z) = 1$. \end{proof} In fact any zeta function may be extended to $\CC - \{ 1 \}$, but it is not necessary for us to prove that here (see \cite{neukirch}, Ch. VII). All ``nontrivial'' zeroes of the Riemann zeta function lie in the strip $\{ z: 0 \leq z \leq 1 \} \subseteq \CC$, so what we have proved above is sufficient to state the famous Riemann hypothesis. \begin{conjecture} All nontrivial zeroes of $\zeta_\QQ (z)$ lie on the line $\{ z : \Re(z) = 1/2 \}$. \end{conjecture} \section{The Distribution of Norms in an Ideal Class} \label{distribution} Let $\mf{J} \in \Cl_\mf{m}(K)$ be an ideal class. In order to evaluate the zeta function $\zeta(z, \mf{J})$, we need an asymptotic estimate for the function \[ j(\mf{J}, t) = \left| \left\{ J \in \mf{J} : J \subseteq A, \bN(J) \leq t \right\} \right|. \] Choose an (integral) ideal $B$ from the inverse class $\mf{J}^{-1}$. The one-to-one map $J \mapsto JB$ takes an integral ideal in $\mf{J}$ to a principal ideal; the image of this map is precisely the set of ideals in $P^\mf{m}$ that are generated by elements of $B$. Also, $\bN(J) \leq t$ if and only if $\bN(JB) \leq t\bN(B)$. So it suffices to count the number of ideals $(x) \in P^\mf{m}$ such that $x \in B$ and $\bN(x) \leq t \bN(B)$. To put this another way: \begin{lemma} \label{anotherway} The function $j(\mf{J}, t)$ is equal to the number of elements $x \in B$ satisfying \[ x \equiv 1 \mod \mf{m} \quad \quad \textnormal{and} \quad \quad \bN(x) \leq t\bN(B) \] modulo the unit group $U^\mf{m}$. $\qed$ \end{lemma} We will describe a geometric interpretation for the set of such elements. Let $S_\infty$ denote the set of infinite primes of $K$. The embeddings $\left\{ \sigma_v \right\}_{v \in S_\infty}$ give an embedding \[ K \to \prod_{v \in S_\infty} k_v \cong \RR^n. \] The vector space $\prod_{v \in S_\infty} k_v$ has a norm \[ \bN(\mathbf{x}) = \prod_{v \in S_\infty} v(x_v)^{N_v} \] (here $N_v$ denotes the multiplicity of $v$ in $\mf{m}_\infty$). Thus we define the unit ball $B^1 \subseteq \prod_{v \in S_\infty} k_v$. Note that the image of an ideal under this map is a lattice. We wish to make use of the following idea: if a region $D \subseteq \RR^n$ is sufficiently nice, then we can estimate its volume to an arbitrary degree of accuracy by counting lattice points inside $D$ for sufficiently fine lattices. This is made precise in the theorem below. \begin{theorem} \label{lattice} Suppose $D \subseteq \RR^n$ is a subset whose boundary is $(n-1)$-Lipshitz parametrizable, and suppose $L \subseteq \RR^n$ is a lattice with fundamental parallelotope $P$. Let $\lambda(t, D, L)$ be the number of lattice points in $tD$. Then \[ \lambda(t, D, L) = \frac{\Vol (D)}{\Vol (P)} t^n + O(t^{n-1}). \] \end{theorem} \begin{proof} See \cite{lang}, pp. 128. \end{proof} We will show that $j(\mf{J}, t)$ is equal to $\lambda(t, D, L)$ for appropriately chosen $D$ and $L$. First note that the group of units $U^\mf{m}$ acts on $\prod_{v \in S_\infty} k_v$ via $u(\mathbf{x}) = (q(u) \cdot \mathbf{x})$. This action becomes fixed-point free if we restrict to the subset \[ Q(S_\infty) = \left\{ (q_v)_{v \in S_\infty} : q_v \neq 0 \textnormal{ for all } v \textnormal{, and } q_v > 0 \textnormal{ for real } v \mid \mf{m}_\infty \right\}. \] Let $V \subseteq U^\mf{m}$ be a maximal free subgroup. \begin{lemma} There exists a fundamental domain $F \subseteq \RR^n$ for the action of $V$ on $Q(S_\infty)$ such that $tF = F$ for all $t > 0$. Also, $F \cap B^1$ has $(N-1)$-parametrizable boundary. \end{lemma} \begin{proof} See \cite{lang}, pp. 131. \end{proof} Now let $D = F \cap B^1$ and let $L \subseteq \RR^n$ be the image of the $B \mf{m}_0$. Choose (by the Chinese Remainder Theorem) an element $y \in B$ such that $y \equiv 1 \mod \mf{m}_0$. Consider the translated lattice $y + L$. Every element of $(y + L) \cap F$ is the image of an element $x \in B$ such that $(x) \in \bP^\mf{m}$ (recall Lemma \ref{anotherway}). Conversely, every such principal ideal $(x)$ has exactly $\left| U^\mf{m} / V \right|$ representatives in $(y + L) \cap F$, since $F$ is a fundamental domain for the action $V \subseteq U^\mf{m}$. Let $w_\mf{m} = \left| U^\mf{m} / V \right|$ (this is the number of roots of unity of $K$, which is finite). We have \begin{eqnarray*} w_{\mf{m}} j( \mf{J}, t^n ) & = & \left| \left\{ \mathbf{x} \in \RR^n : x \in F, \bN(x) \leq \bN(B) t^n \right\} \right| \\ & = & \lambda(t \bN(B), D, y + L). \end{eqnarray*} The translation by $y$ is asymptotically irrelevant; by Theorem \ref{lattice}, \[ w_\mf{m} j( \mf{J}, t^n ) = \frac{\bN(B)\Vol (D)}{\Vol (P)} t^n + O(t^{n-1}). \] where $P$ denotes the fundamental parallelotope of $L$. Therefore, \[ j( \mf{J}, t) = \frac{\bN(B)\Vol (D)}{w_\mf{m} \Vol (P)} t + O(t^{1-1/n}). \] Now, the volume of the fundamental parallelotope corresponding to $B$ is linearly related to the norm of $B$ (see \cite{lang}, pp. 115): \[ \frac{\bN(B)}{\Vol (P)} = \frac{2^r}{\sqrt{\left| D_K \right|}} \] where $r$ is the number of complex primes of $K$ and $D_K$ is the discriminant of $K$. Thus let \[ \rho_\mf{m} = \frac{\bN(B)\Vol (D)}{w_\mf{m} \Vol (P)} = \frac{2^r \Vol(D)}{w_\mf{m} \sqrt{\left| D_K \right|}}. \] We have proven \begin{theorem} \label{asymp} There exist constants $\rho_\mf{m}$ and $n > 1$ such that for any $\mf{J} \in \Cl_\mf{m} (K)$, the function $j(\mf{J}, t) = \left| \left\{ J \in \mf{J} : \bN(J) \leq t \right\} \right|$ satisfies \[ j(\mf{J}, t) = \rho_m t + O(t^{1 - 1/n}). \] \end{theorem} Thus we see that the distribution of the norm function on an ideal class is asymptotically linear, and moreover, the linear coefficient is the same for any ideal class in $\Cl_m(K)$. We note that there is a nice formula for $\Vol(D)$ in terms of the invariants of the number field $K$ (but we won't need to prove that here). This leads to a formula for the residue of $\zeta_K(z)$ at $1$ called the Class Number Formula (see \cite{neukirch}, pp. 467). \section{L-series Convergence} Consider the ideal class zeta function, \[ \zeta( z, \mf{J}) = \sum_{J \in \mf{J}} \frac{1}{\bN(J)^z}. \] Let $a_m = \left| \left\{ J \in \mf{J} : \bN(J) = m \right\} \right|$. We have \[ \zeta(z, \mf{J}) = \sum_{m=1}^\infty \frac{a_m}{m^z}, \] and by Theorem \ref{asymp}, \[ \sum_{m = 1}^t a_m = \rho_\mf{m}t + O(t^{1 - 1/n}). \] We will demonstrate an analytic continuation of $\zeta(z, \mf{J})$ via comparison with the Riemann zeta function. Let $s_t = \sum_{m=1}^t (a_m - \rho_\mf{m})$. Observe: \begin{eqnarray*} \left| \sum_{m=1}^t \frac{a_m - \rho_\mf{m}}{m^z} \right| & = & \left| \sum_{m=1}^t \frac{s_m}{m^z} - \sum_{m=0}^{t-1} \frac{s_m}{(m+1)^z} \right| \\ & = & \left| \frac{s_t}{t^z} + \sum_{m=1}^{t-1} s_m \left( \frac{1}{m^z} - \frac{1}{(m+1)^z} \right) \right| \\ & \leq & \left| \frac{s_t}{t^z} \right| + \left| \sum_{m=1}^{t-1} s_mz \int_m^{m+1} \frac{ds}{s^{z+1}} \right| \\ & \leq & \left| \frac{s_t}{t^z} \right| + \sum_{m=1}^{t-1} \frac{\left| s_mz \right| }{m^{1 - 1/n}} \int_m^{m+1} \frac{ds}{\left| s^{z + 1/n} \right| } \\ \end{eqnarray*} Let $\sigma = \Re(z)$ and suppose $\sigma > 1 - 1/n$. $s_t = O(t^{1 - 1/n})$, so let $C$ be an upper bound for $ \left| s_t / t^{1 - 1/n} \right|$. We have \begin{eqnarray*} \left| \sum_{m=1}^t \frac{a_m - \rho_\mf{m}}{m^z} \right| & = & C+ C |z| \sum_{m=1}^{t-1} \int_m^{m+1} \frac{ds}{s^{\delta + 1/n}} \\ & = & C + C |z| \int_1^t \frac{ds}{s^{\delta + 1/n}} \end{eqnarray*} which is bounded. Thus, \[ \sum_{m=1}^t \frac{a_m - \rho_\mf{m}}{m^z} \] converges to an analytic function for $\Re(z) > 1 - 1/n$. Using the results of Section \ref{riemann}, \[ \zeta(z, \mf{J}) = \left( \sum_{m=1}^t \frac{a_m - \rho_\mf{m}}{m^z} \right) + \rho_\mf{m} \zeta_\QQ(z) \] is analytic on $\{ z: \Re(z) > 1 - 1/n \}$, except at $z=1$ where it has a pole with residue $\rho_\mf{m}$. The zeta function for the number field $K$ satisfies \[ \zeta_K(z) = \sum_{\mf{J} \in \Cl(K)} \zeta(z, \mf{J}), \] thus $\zeta_K(z)$ is analytic on $\{ z: \Re(z) > 1 - 1/n \}$ except for a pole at $1$ with residue $\rho_1 \left| \Cl(K) \right|$. Finally, if $\chi: \Cl_\mf{m} \to \CC^*$ is a nontrivial character, then \begin{eqnarray*} L_\mf{m}(z, \chi) & = & \sum_{\mf{J} \in \Cl(K)} \chi( \mf{J} ) \zeta(z, \mf{J}) \\ & = & \sum_{\mf{J} \in \Cl(K)} \chi(\mf{J}) \left( \sum_{m=1}^t \frac{a_m(\mf{J}) - \rho_\mf{m}}{m^z} \right) + \left( \sum_{\mf{J} \in \Cl(K)} \chi(\mf{J}) \right) \rho_\mf{m} \zeta_\QQ(z) \\ & = & \sum_{\mf{J} \in \Cl(K)} \chi(\mf{J}) \left( \sum_{m=1}^t \frac{a_m(\mf{J}) - \rho_\mf{m}}{m^z} \right) \end{eqnarray*} using Proposition \ref{nontriv}. Thus $L_\mf{m}(z, \chi)$ is analytic on all of the region $\{ z: \Re(z) > 1 - 1/n \}$. \section{The Universal Norm Index Inequality} An inequality that is useful in class field theory can be proven from the information about $\zeta_K(z)$ and $L_\mf{m}(z, \chi)$ near $z=1$ that we developed above. We will need some asymptotic notation: for analytic functions $f$ and $g$, write $f \sim g \quad (z \to 1)$ to mean that $f/g$ can be continued analytically to $1$. Write $f \precsim g \quad (z \to 1)$ and $f \succsim g \quad (z \to 1)$ to mean that $f/g$ is bounded above near $1$, and bounded below near $1$, respectively. Recall the series for the logarithm of $L_\mf{m}$: \[ L_\mf{m}(z, \chi) = \exp \left( \sum_{\mf{p} \nmid \mf{m}} \sum_m \frac{\chi(\mf{p})^m}{m \bN(\mf{p})^{mz}} \right). \] The sum of the second- and higher-order terms in the series converges for $z$ near $1$, thus \[ L_\mf{m}(z, \chi) \sim \exp \left( \sum_{\mf{p} \nmid \mf{m}} \frac{\chi(\mf{p})}{\bN(\mf{p})^z} \right) \quad (z \to 1). \] Now, suppose $L/K$ is a Galois extension, and $B \subseteq L$ the ring of integers. Let $\mf{N}_L^\mf{m} \subseteq K$ be the group of norms of fractional ideals in $L$ that are coprime to $\mf{m}$. We are interested in the subgroup of the ray class group, \[ \bP^\mf{m} \subseteq \mf{N}^\mf{m}_L \bP^\mf{m} \subseteq \bI^\mf{m}. \] \begin{theorem} If $\mf{m}$ is divisible by all the ramified primes of $L/K$, then \[ (\bI^\mf{m} : \bP^\mf{m} \mf{N}^\mf{m}_L ) \leq [L : K]. \] (The degree $(\bI^\mf{m} : \bP^\mf{m} \mf{N}^\mf{m}_L )$ is called the norm index of $K$.) \end{theorem} \begin{proof} Write $H = \bP^\mf{m} \mf{N}^\mf{m}_L$ for convenience. Consider the product \[ \prod_{\chi: \bI^\mf{m} / H \to \CC^*} L_\mf{m}(z, \chi). \] Recall that $L_\mf{m}(z, \chi)$ is analytic at $1$ unless $\chi$ is trivial, in which case $L_\mf{m}(z, \chi)$ has a simple pole at $1$. Thus, \[ \frac{1}{z-1} \succsim \prod_{\chi} L_\mf{m}(z, \chi) \quad (z \to 1). \] Replacing $L_\mf{m}(z,\chi)$ with the approximation given above, \begin{eqnarray*} \frac{1}{z-1} & \succsim & \exp\left( \sum_\chi \sum_{\mf{p} \nmid \mf{m}} \frac{\chi(\mf{p})}{\bN(\mf{p})^z} \right) \\ & = & \exp\left[ \sum_{\mf{J} \in \bI^\mf{m} / H} \left( \sum_\chi \chi(\mf{J}) \right) \sum_{\mf{p} \in \mf{J}} \frac{1}{\bN(\mf{p})^z} \right] \\ & = & \exp\left[ (\bI^\mf{m} : H) \sum_{\mf{p} \in H} \frac{1}{\bN(\mf{p})^z} \right] \end{eqnarray*} by Proposition \ref{sumchar}. %Let $S(L/K)$ be the set of primes of $K$ that split completely in %$L$. Note that a prime $\mf{p}$ in $K$ splits completely in $L$ %if and only if it is a norm of a prime in $L$ and it is %unramified. Thus $S(L/K) \subseteq H$. So, %\begin{eqnarray*} %\frac{1}{z-1} & \succsim & \exp\left( (I^\mf{m} : H) \sum_{\mf{p} %\in H} \frac{1}{\bN(\mf{p})^z} \right) \\ %& \succsim & \exp\left( (I^\mf{m} : H) \sum_{\mf{p} \in S(L/K)} %\frac{1}{\bN(\mf{p})^z} \right) \\ %\end{eqnarray*} Now, if $\mf{p}$ is a prime in $K$, and $\left\{ \mf{q}_i \right\}_{i=1}^k$ are the primes lying above $\mf{p}$ with residue field extension degrees $\deg \mf{q}_i$, then $\bN(\mf{q}) = \bN(\mf{p})^{\deg \mf{q}_i}$, so \begin{eqnarray*} \sum_{j=1}^k \frac{1}{\bN(\mf{q}_j)^z} & = & \sum_{\deg \mf{q_j} = 1} \frac{1}{\bN(\mf{p})^z} + \left\{ \textnormal{terms with exponent} \geq 2z \right\} \\ & \leq & \frac{[L:K]}{\bN(\mf{p})^z} + \left\{ \textnormal{terms with exponent} \geq 2z \right\} \\ \end{eqnarray*} And every prime $\mf{q}$ in $B$ lies over a prime in $H$ by definition. Thus, by ignoring terms with exponent $\geq 2z$ (which are asymptotically irrelevant near $z=1$) we find \begin{eqnarray*} \frac{1}{z-1} & \succsim & \exp\left( (\bI^\mf{m} : H) \sum_{\mf{p} \in H} \frac{1}{\bN(\mf{p})^z} \right) \\ & \succsim & \exp\left( \frac{(\bI^\mf{m} : H)}{[L : K]} \sum_{\mf{q} \subseteq B} \frac{1}{\bN(\mf{q})^z} \right) \\ & = & \zeta_L(z)^{\frac{(\bI^m : H)}{[L:K]}} \\ & \succsim & \left(\frac{1}{z-1} \right)^{\frac{(\bI^m : H)}{[L:K]}} \end{eqnarray*} Thus $(\bI^m : H) \leq [L : K]$, as desired. \end{proof} \begin{thebibliography}{00} \bibitem{lang} S.~Lang: Algebraic Number Theory, Addison-Wesley, 1970. \bibitem{ANF} G.~Janusz: Algebraic Number Fields, Acadmic Press, Inc., 1973. \bibitem{neukirch} J.~Neukirch: Algebraic Number Theory, Springer-Verlag, 1999. \end{thebibliography} \end{document}