\documentclass{article} \input{preamble.tex} \usepackage{amsmath} \usepackage{epsfig} %%%%% Macros %%%%% \newcommand{\comment}[1]{} \newcommand{\abs}[1]{\lvert #1 \rvert} \newcommand{\card}[1]{\abs{#1}} \newcommand{\set}[1]{\left \{ #1 \right \}} % Set notation: { ... } \newcommand{\setst}[2]{\left \{ #1 \mid #2 \right \}} % Set notation: { ... | ... } \newcommand{\union}{\cup} \newcommand{\symdiff}{\bigtriangleup} \newcommand{\PropositionName}[1]{\label{prop:#1}} \newcommand{\LemmaName}[1]{\label{lma:#1}} \newcommand{\TheoremName}[1]{\label{thm:#1}} \newcommand{\FigureName}[1]{\label{fig:#1}} \newcommand{\Proposition}[1]{Proposition~\ref{prop:#1}} \newcommand{\Lemma}[1]{Lemma~\ref{lma:#1}} \newcommand{\Theorem}[1]{Theorem~\ref{thm:#1}} \newcommand{\Figure}[1]{Figure~\ref{fig:#1}} %%%%% Document Body %%%%% \begin{document} \lecture{1}{February 3rd, 2004}{\mxg}{Nick Harvey} \section{Nonbipartite Matching} Our first topic of study is matchings in graphs which are not necessarily bipartite. We begin with some relevant terminology and definitions. A \emph{matching} is a set of edges that share no endvertices. A vertex $v$ is \emph{covered} by a matching if $v$ is incident with an edge in the matching. A matching that covers every vertex is known as a \emph{perfect matching} or a \emph{$1$-factor} (i.e., a spanning regular subgraph in which every vertex has degree $1$). We will let $\nu(G)$ denote the cardinality of a maximum matching in graph $G$. A \emph{vertex cover} is a set $C$ of vertices such that every edge is incident with at least one vertex in $C$. The minimum cardinality of a vertex cover is denoted $\tau(G)$. The following simple proposition relates matchings and vertex covers. \begin{proposition} If $M$ is a matching and $C$ is a vertex cover then $\card{M} \leq \card{C}$. \end{proposition} \begin{proof} For each edge in $M$, at least one of the endvertices must be in $C$, since $C$ covers every edge. Since the edges in $M$ do not share any endvertices, we must have $\card{M} \leq \card{C}$. \end{proof} This proposition implies that $\nu(G) = \max_M \card{M} \leq \min_C \card{C} = \tau(G)$, so $\nu(G) \leq \tau(G)$. K\H{o}nig showed that in fact equality holds if $G$ is a bipartite graph with no isolated vertices. Unfortunately if $G$ is not bipartite then we may have $\nu(G) < \tau(G)$. For example, if $G$ is the cycle on three vertices then $\nu(G)=1$ but $\tau(G)=2$. We will give another upper-bound for $\nu(G)$ after introducing some more definitions. If $G=(V,E)$ is a graph and $U \subseteq V$, $G-U$ denotes the subgraph of $G$ obtained by deleting the vertices of $U$ and all edges incident with them. Let $o(G-U)$ denote the number of components of $G-U$ that contain an odd number of vertices. Let $M$ be a matching in $G-U$ and consider a component of $G-U$ with an odd number of vertices. There must be at least one unmatched vertex $v$ in this component, since any matching necessarily covers an even number of vertices. Treating $M$ as a matching in $G$, it is possible that we could increase the size of $M$ by matching $v$ with some vertex in $U$. However, we can add at most $\card{U}$ edges to $M$ in this manner, since the vertices in $U$ will eventually all be matched. Thus any matching in $G$ must have least $o(G-U)-\card{U}$ unmatched vertices. This argument shows that the maximum size of a matching is upper-bounded by $(\card{V} + \card{U} - o(G-U))/2$, for any subset $U$. The following theorem strengthens this result. \begin{theorem}[Tutte-Berge Formula] Let $G=(V,E)$ be a graph. Then $$\nu(G) = \max_M \,\card{M} = \min_{U \subset V} (\card{V} + \card{U} - o(G-U))/2, $$ where the maximization is over all matchings $M$ in $G$. \end{theorem} \begin{proof} We will consider the case that $G$ is connected. If $G$ is not connected, the result follows by adding the formulas for the individual components. The proof proceeds by induction on the order of $G$. If $G$ has at most one vertex then the result holds trivially. Otherwise, suppose that $G$ has at least two vertices. We consider two cases. \textit{Case 1:} $G$ contains a vertex $v$ that is covered by \emph{all} maximum matchings. The subgraph $G-v$ cannot have a matching of size $\nu(G)$, otherwise that would give a maximum matching for $G$ that leaves $v$ unmatched. Thus $\nu(G-v) = \nu(G)-1$. By induction the result holds for the graph $G-v$, so there exists a set $U' \subset V - v$ that achieves equality in the Tutte-Berge Formula. Defining $U = U' \union \set{v}$, we see that \begin{align*} \nu(G) &= \nu(G-v) + 1 \\ &= (\card{V - v} + \card{U'} - o(G-v-U'))/2 + 1 \\ &= ( (\card{V}-1) + (\card{U}-1) - o(G-U))/2 + 1 \\ &= ( \card{V} + \card{U} - o(G-U))/2 \\ \end{align*} \vspace{-4mm} \textit{Case 2:} For every vertex $v \in G$, there is a maximum matching that does not cover $v$. We will prove that each maximum matching leaves exactly one vertex uncovered. Suppose to the contrary, that is, each maximum matching leaves at least two vertices uncovered. We choose a maximum matching $M$ and its two uncovered vertices $u$ and $v$ such that we minimize $d(u,v)$, the distance between vertices $u$ and $v$. If $d(u,v)=1$ then the edge $uv$ can be added to $M$ to obtain a larger matching, which is a contradiction. Otherwise, $d(u,v) \geq 2$ so we may fix an intermediate vertex $t$ on some shortest $u$-$v$ path. By the assumption of the present case, there is a maximum matching $N$ that does not cover $t$. Furthermore, we may choose $N$ such that its symmetric difference with $M$ is minimal. If $N$ does not cover $u$ then $(N, u, t)$ contradicts our choice of $(M,u,v)$. Thus $N$ covers $u$ and, by symmetry, $v$ as well. Since $N$ and $M$ both leave at least two vertices uncovered, there exists a second vertex $x \neq t$ that is covered by $M$ but not by $N$. Let $xy$ be the edge in $M$ that is incident with $x$. If $y$ is also uncovered by $N$ then $N + xy$ is a larger matching than $N$, a contradiction. So let $yz$ be the edge in $N$ that is incident with $y$, and note that $z \neq x$. Then $N + xy - yz$ is a maximum matching that does not cover $t$ and has smaller symmetric difference with $M$ than $N$ does. This contradicts our choice of $N$, so each maximum matching must leave exactly one vertex uncovered. Then $\nu(G) = (\card{V}-1)/2$. The Tutte-Berge Formula then follows by choosing $U = \emptyset$. \end{proof} A natural question to ask next is: Given a graph $G$, what is a set $U \subset V(G)$ giving equality in the Tutte-Berge Formula? Such a set is provided by the \textbf{Edmonds-Gallai Decomposition} of $G$. This decomposition partitions $V(G)$ into three sets: $D(G)$ is the set of all vertices $v$ such that there is some maximum matching that leaves $v$ uncovered, $A(G)$ is the neighbour set of $D(G)$, and $C(G)$ is the set of all remaining vertices. \begin{theorem} The set $U = A(G)$ gives equality in the Tutte-Berge Formula. The set $D(G)$ contains all vertices in odd components of $G-U$, and $C(G)$ contains all vertices in even components of $G-U$. \end{theorem} Let $G[\, D(G) \,]$ be the subgraph of $G$ induced by $D(G)$. It turns out that every connected component $H$ of $G[\, D(G) \,]$ is \emph{factor critical}, meaning that $H - v$ has a perfect matching for every $v \in V(H)$. Thus for any odd component in $G[\, D(G) \,]$ we can actually choose any particular vertex to be left uncovered. The Edmonds-Gallai Decomposition of a graph can be found as a byproduct of Edmonds' algorithm for finding a maximum matching. Before describing this algorithm, we need some more basic results. Let $M$ be a matching in a graph $G$. An \emph{alternating path} (relative to $M$) is a path $P$ whose edges are alternately in $M$ and not in $M$. An \emph{augmenting path} for $M$ is an alternating path with both endvertices uncovered by $M$. Let $M'$ be the matching obtained by switching $M$-edges and non-$M$-edges along path $P$ (i.e., $M' = M \symdiff E(P)$). Then $\card{M'} = \card{M} + 1$, which explains why $P$ is called an augmenting path. \begin{theorem}[Berge] \TheoremName{berge} $M$ is a maximum matching if and only if $G$ contains no $M$-augmenting path. \end{theorem} \begin{proof} The ``only if'' direction is trivial, since any augmenting path can be used to increase the size of $M$. To prove the other direction, suppose that $M$ is not maximum and let $N$ be a maximum matching chosen with minimum symmetric difference with $M$. Consider the subgraph spanned by $M \union N$. Each vertex has degree at most $2$, so the subgraph is a disjoint union of paths and cycles. There are no cycles or paths with equal number of edges from $N$ and $M$, since $N \symdiff M$ is minimum. It follows that there is at least one component with more $N$-edges than $M$-edges. Such a component is an augmenting path for $M$. \end{proof} \Theorem{berge} implies the following approach for finding a maximum matching: start with an empty matching and repeatedly find augmenting paths to increase its size. \textbf{Edmonds' Algorithm} uses this approach and gives a specific method for finding augmenting paths. Consider a graph $G=(V,E)$ and a matching $M$ in $G$. Let $X$ be the set of uncovered vertices in $G$. To find an augmenting path for $M$, it will be helpful to define an auxiliary directed graph $G'$ with vertex set $V$ and arc set $A = \setst{ uv }{ \text{$\exists x \in V$ such that $ux \in E$ and $xv \in M$} }$. Observe that a directed path in $G'$ corresponds to an (even length) alternating path in $G$. Furthermore, if there is an augmenting path for $M$ then there is a directed path in $G'$ starting at a vertex in $X$ and ending at a neighbour of $X$. Unfortunately, the converse does not necessarily hold: $G$ may contain a directed path in $G'$ starting at a vertex in $X$ and ending at a neighbour of $X$ that does \emph{not} correspond to an augmenting path. Such a path must necessarily have a prefix that is a \emph{flower}, as shown in this figure. \begin{figure}[h] \FigureName{flower} \centering \vspace{8pt} \epsfig{file=lec1-flower.eps,width=3in,clip=} \vspace{8pt} \end{figure} The dotted arcs show a directed path in the auxiliary graph that starts at a vertex in $X$ and ends at a neighbour of set $X$ but does not correspond to an augmenting path. The graph contains a flower, which consists of a \emph{stem} and a \emph{blossom}. The stem is simply an alternating path and the blossom is an odd-length cycle. \end{document}